Method stop · When and why do we use it?

The Extremal Principle

In the Chinese book: 极端原理

A finite set of numbers has a largest and a smallest. Grab the extreme one.

Before this stop, visit:The Principle of Classification (Method)

One idea, one pictureFlip the results of a few games and try to leave someone “out of reach” of the player wearing ♛ (the one with the most wins). Can you do it?

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In one sentence

The well-ordering principle: every non-empty subset of the natural numbers has a smallest element; a finite non-empty set of real numbers has both a smallest and a largest element.

The fact is unremarkable, but its use is clever: pick out the “most” object from a collection (the largest, smallest, farthest, the one with the most…), and its extremeness is often exactly the missing piece of the argument. First, let's see how it works in a tournament.

Predict first

players play a round robin (every two play once, no draws). Could the player with the most wins have won only games?

Choose an answer first; then you can see the result.

Stop 1 · Tournaments: the player with the most wins

Theorem: in a round robin, the player with the most wins either beat any other player directly, or beat someone who beat .

The player with the most wins reaches everyone in one or two steps

Step 1 / 4
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  1. Grab the extreme

    has the most wins () and beat , and directly: the solid lines.

The argument never used how many players there are or who beat whom. It used only one sentence: nobody won more than .

Stop 2 · Sets of numbers: the largest number

Can a finite collection of distinct real numbers be such that each one is the average of two others?

Take the largest number . If with two of the other numbers, then and are both less than , so their average is less than : a contradiction. So no.

Break it

Counterexample lab: remove one condition

Conclusion: The numbers cannot each be the average of two others

When the collection is finite, nobody is larger than the largest number, so it cannot be the average of two others.

Stop 3 · Geometry: the closest point and line

The Sylvester–Gallai theorem: if finitely many points in the plane are not all on one line, then some line passes through exactly two of them. (Below is Kelly's proof by the extremal principle.)

Kelly's proof

Step 1 / 4
  1. Pick the extreme

    Consider all combinations of a line through at least two of the points and a point not on . There are finitely many such combinations, and at least one (the points are not all collinear). Pick the combination where the distance from to is smallest.

At the three stops, the extreme objects were the player with the most wins, the largest number and the closest point–line pair. The common steps: check that such an object exists (finiteness), pick it, then show that “if the conclusion were false, we could find an object even more extreme”.

Practice

Exercise 1Basic

players play a round robin (no draws). At least how many games did the player with the most wins win?

Exercise 2Basic

positive integers add up to . At least how large is the largest of them?

Exercise 3Advanced

real numbers are arranged in a circle, and each equals the average of its two neighbors. Prove that all numbers are equal.

Exercise 4Challenge

There are points in the plane, with all pairwise distances different. Each point shoots an arrow at the point nearest to it. Prove that at least one point is not hit.

Mistake Museum · Exhibits from this stop

Before you leave, look at the traps other people fell into here.See every exhibit in the museum →

Exhibit

Taking “the smallest” in an infinite set

The wrong step: Let be the set of all positive real numbers, and let be the smallest element of …
What went wrong? Think first, then open

Diagnosis has no smallest element: for any , is smaller. The well-ordering principle only promises a smallest element for a finite non-empty set of reals, or a non-empty set of natural numbers.

The right step: Before using the extremal principle, check that there are finitely many objects, or that the values are non-negative integers. Otherwise, first find a way to make the problem finite.

“Make sure the extreme object exists before you pick it”

Exhibit

Assuming there is only one “largest”

The wrong step: Let have the most wins. If beat , then has more wins than .
What went wrong? Think first, then open

Diagnosis beating only means won one game that did not; may also have won many games that did not. And several players may be tied for the most wins.

The right step: The extremal principle gives you just one sentence: “nobody is larger”. Your argument has to produce a concrete reason why someone has strictly more, for example beat and everyone beat.

“Use “nobody is larger”; do not swap it for “it is larger than everyone else””